REGULATORY COMPLIANCE

 

We advise clients around the world on new and existing regulatory laws affecting their operations. Such as AML/CFT, KYC, GDPR, FATCA, CRS. 

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Our preference is to begin from a proactive position. We conduct compliance sessions to review our clients' policies, practices, and procedures and to work with our clients to anticipate and avoid regulatory pitfalls.  We regularly advise on the development and maintenance of compliance programs such as those relating to client money, but also on areas such as remuneration, market abuse, management and operational risk, systems and controls, and the prevention of money laundering, corruption, and sanctions breaches. Our services include:

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• Regulatory Training

• Risk Management and Compliance 

• Conducting audits to ensure compliance with anti-money laundering, anti-corruption and sanction regulations.

• Preparing and Implementing regulatory Policies and Procedures 

• Obtaining International Licensing and Registrations

• Preparing for audits and investigations